Caitlin Douglas, former managing director of transition services and co-head of service at Dynasty Financial Partners, has ...

A team of 14 professionals has launched Matauro, which will use Fidelity for custody and Purshe Kaplan Sterling Investments ...

The Canell Group includes the sibling advisory duo Jay and Neil Canell. They’re joining Wells Fargo’s Private Client Group ...

In other RIA news, Merchant stakes an investment banking firm, Focus partner firm Transform Wealth buys fellow Denver ...

Once complete and available, the Intelligent Agent should help relieve the burden of manual communications review on ...

According to PitchBook, the U.S. Morningstar LSTA Index serves as a good proxy for the returns that private debt funds can ...

4100FS owns several wealth and asset management firms, including Bull Harbor Capital, a Bethesda, Md.-based RIA; the Family ...

TAG Intel is led by Jack Devine, a 32-year veteran of the CIA, who aims to democratize the information he’s been bringing to ...

Summit Financial has built a platform for independent advisors, providing a range of services via five entities under the ...

Financial advisors’ confidence in the current state of the economy sank last month to its lowest point year-to-date, while ...

Stifel and Invesco will pay $35 million each to settle SEC charges that the firms failed to properly retain reps’ off-channel ...

Justin Berman details the thinking behind his move from Goldman Sachs to independence in 2010, followed by the merger with ...